Bespoke Compliance Services

Tailored made terms to meet FSA and business requirements.

 Effective Compliance Management - FSA/MCCB/GISC

• Access to our on-line Compliance Service
• Initial procedural training/installation                                             
• Four full Compliance monitoring visits each year with comprehensive reports
• Annual Compliance Report
• Management of transition to FSA membership, where required
• Tailored Compliance Manual and Procedures with update service
• Suitability Letter Templates on CD-Rom
• Preferential PI Insurance
• FSA returns managed by your Compliance Consultant
• Updates in relation to regulatory developments
• Verification of "regulated" advertising
• Complaint resolution
• Dedicated Compliance Consultant
• Compliance Support Help-line
• Assistance with recruitment of new advisers
• Support visit prior to any FSA/MCCB inspection
• Attendance at all FSA/MCCB inspections
   

Valuable Software Discounts

• Contract Selector Research Tool at an attractive discounted rate.
• Up to 15% Discount on Back Office Software products

Manageable Training and Competence

• Tailored Training & Competence Manual and Procedures with update service
• On-line Assessment Centre within our dedicated client web site
• Annual T & C Report
• Supervisor courses
• Provision of monitoring aids
• Wide range of 'free' courses, eg AFPC revision, Administrator courses
   

Interesting Additional Services at an additional cost

• Website design facilities
• Printing facilities - low cost business stationery, including Fact-Finds
• Actuarial, Legal, Training and Marketing Services
• Pension Transfer services
• Ad-Hoc support visits